102 PART IV ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES (a) The following documents are filed as part of this Annual Report on Form 10-K: (1) FINANCIAL STATEMENTS The consolidated financial statements are filed as part of this Annual Report on Form 10-K under Item 8. (2) FINANCIAL STATEMENT SCHEDULES All schedules to the consolidated financial statements are omitted as the required information is either inapplicable or presented in the consolidated financial statements. (3) EXHIBITS EXHIBIT INDEX Exhibit Incorporated by Reference Number Description Form File No. Exhibit Filing Date 3.1 Amended and Restated Certificate of Incorporation of Kodiak Sciences Inc. 10-Q 001-38682 3.1 11/16/2018 3.2 Amended and Restated Bylaws of Kodiak Sciences Inc. 10-Q 001-38682 3.2 11/16/2018 4.1 Form of Common Stock Certificate S-1/A 333-227237 4.1 9/24/2018 4.2 Investors’ Rights Agreement, dated September 8, 2015, as amended, by and among the registrant and the investors and founders named therein S-1/A 333-227237 4.2 9/24/2018 4.3 Description of Securities 10-K 001-38682 4.6 3/16/2020 4.4 Registration Rights Agreement, dated March 1, 2021, by and among the registrant and the investors named therein 10-K 001-38682 4.7 3/1/2021 10.1+ Form of Director and Officer Indemnification Agreement S-1/A 333-227237 10.1 9/24/2018 10.2+ 2009 Options and Profits Interest Plan S-1 333-227237 10.2 9/7/2018 10.3+ 2015 Share Incentive Plan S-1 333-227237 10.3 9/7/2018 10.4+ Form of Notice of Stock Option Grant and Stock Option Agreement under the 2009 Option and Profits Interest Plan S-1 333-227237 10.4 9/7/2018 10.5+ Form of Notice of Stock Option Grant and Stock Option Agreement under the 2015 Share Incentive Plan S-1 333-227237 10.5 9/7/2018 10.6+ 2018 Equity Incentive Plan S-1/A 333-227237 10.6 9/24/2018 10.7+ Form of Notice of Stock Option Grant and Stock Option Agreement under the 2018 Equity Incentive Plan S-1/A 333-227237 10.7 9/24/2018 10.8+ Form of Notice of Restricted Stock Unit Grant and Terms and Conditions of Restricted Stock Unit Grant under the 2018 Equity Incentive Plan S-1/A 333-227237 10.8 9/24/2018 10.9+ 2018 Employee Stock Purchase Plan S-1/A 333-227237 10.9 9/24/2018